Events

Regulatory Exams – How to prepare Workshop

The purpose of the workshop is to assist you as the Financial Services Provider (FSP) in preparing for the Level One Regulatory Exams for Key Individuals (KIs) and Representatives (Reps).

Some of the topics that will be covered in this workshop session are:
- Qualifications vs. Competence
- How the RE's are constructed
- The question paper layout
- Weightings of questions
- Training materials
- What will be assessed – KI & Reps, Appeals/Remarks and FAQ's

Please note:
This is not a training session, but a workshop to assist you with the preparation for the RE Exams.

Presenters:
(CPT & DBN) Paull Lawrence, Consultant, Moonstone Compliance.
(JHB & PTA) Hjalmar Bekker, Director, Moonstone (Pty) Ltd

Cost:
Guests (Non-Moonstone Compliance Clients): R150 excl. VAT
Moonstone Compliance Clients* No Cost

*A Moonstone Compliance client is a FSP that has contracted Moonstone compliance as a service i.e. a FSP who has agreed and signed up to a Comprehensive Compliance package or Protector service package.

Kindly register no later than:
Friday, 6 April 2012 for the CPT venue - CLOSED
Friday, 13 April 2012 for the JHB venue. - CLOSED
Tuesday, 17 April 2012 for the DBN venue - COSED
Monday, 7 May 2012 for the PTA venue

Dates for other venues will be announced via our Newsletters and website shortly.